Job Summary
The Compliance Associate is an entry level position that will be responsible for administrative support related to policies and procedures to the Compliance Department. As part of the Compliance Team, the person will ensure that the firm is operating in a compliant manner by performing variety of clerical functions, such as, organizing and maintaining files, utilizing Compliance software, and communication within internal departments.
Benefits Summary
Essential Duties / Responsibilities
PM21
Requirements:Minimum Qualifications
Skills Requirements
Preferred but not Required Skills
Physical Requirements
The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the functions. While performing the duties of this position, the employee is regularly required to talk or hear. The employee frequently is required to use hands or fingers, handle or feel objects, tools, or controls. The employee is occasionally required to stand; walk; sit; and reach with hands and arms. The employee must occasionally lift and/or move up to 10 pounds. Specific vision abilities required by this position include close vision, distance vision, and the ability to adjust focus. The noise level in the work environment is usually low to moderate.
This job description does not constitute a contract of employment; the company may exercise its employment-at-will rights at any time.
Company Summary
Established in 1999, Trilogy has grown to be a nationwide firm with clients from coast to coast. We are committed to building strong relationships with our clients and applying sound financial principles to manage over $3 billion in assets they have entrusted to us. Committed to providing opportunities for people to live their best lives, we continue to recruit and mentor new talent to the industry. Consequently, our multi-generational staff of over 130 employees understands the needs and perspectives of a wide variety of client needs. Today, as always, Trilogy lives by its development motto: never stop growing. Where will Trilogy's story lead? We believe the sky's the limit.
Work Environment
This job operates in a professional office environment. This role routinely uses standard office equipment such as computers, phones, photocopiers, filing cabinets and fax machines. This position requires prolonged periods of time sitting or standing at a desk and working on a computer. The position and duties must be performed in the branch office. If performing work in a remote location, all compliance and office safety requirements apply.
Note:
This job description in no way states or implies that these are the only duties to be performed by the employee(s) incumbent in this position. Employees will be required to follow any other job-related instructions and to perform any other job-related duties requested by any person authorized to give instructions or assignments. All duties and responsibilities are essential functions and requirements and are subject to possible modification to reasonably accommodate individuals with disabilities. To perform this job successfully, the incumbents will possess the skills, aptitudes, and abilities to perform each duty proficiently. Some requirements may exclude individuals who pose a direct threat or significant risk to the health or safety of themselves or others. The requirements listed in this document are the minimum levels of knowledge, skills, or abilities. This document does not create an employment contract, implied or otherwise, other than an at will relationship.
Compensation details: 25-28 Hourly Wage
PIea7ef8615313-30492-36364517
...and providing exceptional service, we want to hear from you. Join us and be a part of something special! Job Description A Bar Manager oversees all aspects of bar operations, including inventory management, staff training, and customer service. They create drink menus...
...week Conduct evaluations and implement treatment plans Complete OASIS documentation (same-day required) Utilize Homecare Homebase EMR for documentation Attend one mandatory in-office day per week (Tues-Thurs) Requirements: Active California OT...
...Apply to Cosmic Delivery! At Cosmic Delivery we believe that keeping our drivers happy leads to a better quality of service for our customer. For this reason we allow our drivers create their own schedule, provide hourly pay guarantees, and have the most...
...practices including the SECRIT values. Additional Duties Cross training to work in other functional department of the plant. Other... ..., Skills, and Abilities Ability to learn to operate Forklift and Reach truck. Basic computer experience. Ability to...
...Terra Verde Landscape Solutions is looking for a person to work in our Landscape Maintenance department. Job is located at 1498 W Melody Drive Gilbert AZ (McQueen/Baseline). Work involves: General clean-up including weed removal. Trimming plants. Mowing &...