Chief Compliance Officer Job at Confidential, Greenwich, CT

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  • Confidential
  • Greenwich, CT

Job Description

Confidential, is seeking an Attorney and Chief Compliance Officer for its hedge fund business

Responsibilities:

  • Provide legal advice to, and partner with, hedge fund business teammates.
  • Administer and maintain program for compliance with federal and state securities laws and regulations.
  • Prepare Form ADV and Form PF filings.
  • Serve as AML Reporting Officer
  • Implement and update compliance policies and procedures.
  • Participate in weekly Compliance Committee meetings.
  • Keep abreast of legal and regulatory developments and compliance best practices. 
  • Review marketing materials and fund fact sheets.
  • Coordinate meetings of offshore fund Boards.
  • Review contracts, prime brokerage documentation and solicitation agreements.

Qualifications:

· J.D. degree required.

· 5+ years legal or compliance experience with in-house legal department, law firm or hedge fund.

· Strong understanding of hedge fund legal and compliance issues and reporting requirements.

· Ability to work under pressure, prioritize and manage multiple tasks.

· Proven ability to build collaborative relationships with executive leadership and other members of the legal and compliance team.

· Knowledge of UCITS funds.

Job Tags

Offshore,

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